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Strategies to improve the therapeutic effects of mesenchymal stromal cells in respiratory diseases


Due to their anti-inflammatory, antiapoptotic, antimicrobial, and antifibrotic properties, mesenchymal stromal cells (MSCs) have been considered a promising alternative for treatment of respiratory diseases. Nevertheless, even though MSC administration has been demonstrated to be safe in clinical trials, to date, few studies have shown evidence of MSC efficacy in respiratory diseases. The present review describes strategies to enhance the beneficial effects of MSCs, including preconditioning (under hypoxia, oxidative stress, heat shock, serum deprivation, and exposure to inflammatory biological samples) and genetic manipulation. These strategies can variably promote increases in MSC survival rates, by inducing expression of cytoprotective genes, as well as increase MSC potency by improving secretion of reparative factors. Furthermore, these strategies have been demonstrated to enhance the beneficial effects of MSCs in preclinical lung disease models. However, there is still a long way to go before such strategies can be translated from bench to bedside.


Mesenchymal stromal cells (MSCs) are at the forefront of the regenerative medicine field. By definition, human MSCs adhere to plastic when maintained in culture; express the CD105, CD90, and CD73 cell surface markers and lack CD45, CD34, and CD14; and differentiate in vitro into osteoblasts, adipocytes, and chondrocytes in the presence of inducers [1]. In the past decade, MSCs were also proven to have immunomodulatory properties [2]: they suppress proliferation, maturation, and differentiation of immune cells, such as macrophages, dendritic cells, and natural killer cells, as well as of B and T lymphocytes [2].

MSCs attenuate inflammation through different mechanisms, such as: 1) secretion of paracrine/endocrine mediators, including hormones, cytokines, growth factors, lipid mediators, mRNAs, and microRNAs (miRNAs), in extracellular vesicles or otherwise [2, 3]—these secreted factors can have a wide variety of anti-inflammatory, antiapoptotic, antimicrobial, and antifibrotic activities [2, 3]; 2) cell-to-cell contact, which exerts effects on immune cells through recognition of ligands to receptors [4]; and 3) transfer of organelles, such as mitochondria [4, 5].

Because of these mechanisms, MSCs have been assessed as potential therapies for lung diseases, such as acute respiratory distress syndrome (ARDS) [6], allergic asthma [7, 8], emphysema [9], and silicosis [10], and have been tested as such in experimental settings. The beneficial effects of MSCs in these preclinical studies have encouraged the initiation of clinical trials, which reported a good safety profile [11,12,13], even though the potential efficacy of MSC therapy was found to be limited [14, 15]. This limited efficacy may be due to several factors, including the small amount of MSCs inoculated (Fig. 1a) [15], MSC administration late in the course of lung disease [16, 17], low MSC survival rates in vivo (Fig. 1b) [18], and impaired MSC potency/biological activity (Fig. 1c) [2].

Fig. 1
figure 1

Factors that hinder MSC-based therapies. a The small amount of MSCs inoculated. Additionally, although MSCs are easily trapped in pulmonary capillaries after systemic administration, there is no long-term retention. Thus, the amount of restorative factors is progressively reduced. b MSCs are vulnerable to the toxicity of inflamed microenvironments, resulting in low survival rates in vivo. The few remaining viable MSCs might not be enough to exert adequate therapeutic effect. c Although viable and in adequate numbers, MSCs may still have low potency, i.e., lack activity or effectiveness to attenuate inflammation or repair injured tissue

MSC engraftment in the lungs is another issue that hinders cell therapy. It is estimated that MSCs are cleared from lung tissue within 24 h [19]. Essentially, only two strategies have been tested to address this. In the first, overexpression of the surface receptor CXCR-4, which interacts with stromal cell-derived factor-1, supports MSC homing to injured sites [20]. Therefore, in acute lung injury models, more MSCs move into and settle in the lungs. In the second strategy, MSCs are recruited into the lung tissue by the magnetic targeting technique [21]. Although this technique improves cell retention after 48 h, its efficacy has yet to be evaluated.

Two strategies have been proposed to improve MSC survival or potency and thus enhance the beneficial effects of these cells. The first is preconditioning which is based on the biological concept of hormesis whereby brief exposure to low doses of an otherwise toxic or lethal agent leads to beneficial effects (stress tolerance growthor longevity) [22]. The other strategy is genetic manipulation. Genes involved in cell survival pathways and immunomodulation are modulated by plasmid transfection; by transduction with viral vectors; or by miRNA and small interfering RNA (siRNA).

The aim of the present review is to describe and discuss the strategies above and how they have contributed to advancing the treatment of pulmonary diseases in the experimental setting.

Strategies to improve MSC survival rate

The success of MSC therapy requires an appropriate number of cells. For this purpose, MSCs are expanded ex vivo, in culture medium containing animal sera rich in growth factors. Nevertheless, successive replications, culture conditions, and freezing/thawing may be deleterious to the cells, rendering them more susceptible to the hostile environment of injured tissue [23, 24].

Recent data suggest that freshly thawed MSCs may not have the same effectiveness or breadth of anti-inflammatory activities as do freshly cultured MSCs [24]. Conversely, our group recently reported that thawed MSCs are as effective as freshly cultured MSCs in experimental allergic asthma [25]. Thus, further  studies are required to evaluate fresh versus thawed MSC effectiveness in different in vivo, in disease-specific models.

Preconditioning strategies have been tested to protect MSCs from injured environments, thus increasing their survival. Some research has focused on the response of MSCs to sublethal exposure to cellular stressors, such as hypoxia, heat, and nutrient depletion (Fig. 2), which resemble either ischemic or inflammatory microenvironments and are considered the major challenges to cell survival in vivo [22, 26].

Fig. 2
figure 2

Preconditioning strategies to improve MSC survival. a Hypoxic preconditioning promotes stabilization of hypoxia-inducible factor 1-α (HIF-1α), which decreases reactive oxygen species (ROS) levels in MSC mitochondria, activating nuclear factor kappa B (NFκB). HIF-1α also stimulates synthesis of normal cellular prion protein (PrPC). NFκB and PrPC promote expression of anti-apoptotic proteins, repairing growth factors, and antioxidant enzymes. b Oxidative preconditioning raises ROS levels in MSC mitochondria, activating extracellular signal-regulated kinases (ERK), leading to expression of genes involved with survival. c Heat shock preconditioning leads MSCs to produce heat shock proteins (HSPs), which promote survival and potentiation through three different signaling pathways: ERK, PI3K/AKT, and NFκB. d Nutrient-depletion preconditioning inhibits mammalian target of rapamycin complex-1 (mTORC1), interrupting protein, lipid, and nucleotide synthesis. On the other hand, inhibition of mTORC1 favors the activity of proteins such as transcription factor EB (TFEB), which promotes expression of genes related to lysosomal biogenesis and leads to protective autophagic processes

Besides preconditioning, manipulation of genes involved in vital cell cycles, apoptosis, and cell survival pathways has also been tested in an attempt to increase MSC survival rates [26]. For example, MSCs overexpressing hepatocyte growth factor (HGF) exhibit improved survival in vivo, and their effects have already been tested in lung injury models [27, 28].

Preconditioning strategies to improve MSC survival

Hypoxic preconditioning

Oxygen concentration in MSC niches is 10–15% in adipose tissue, 1–7% in bone marrow, and 1.5–5% in female reproductive tract and birth-associated tissues [29]. Because of the greater oxygen supply during ex vivo culture (usually 20% O2), MSCs are susceptible to oxidative stress, affecting their viability [29, 30]. However, when cultured under hypoxia, compared to normoxia, fewer MSCs express senescence-associated β-galactosidase (10% at hypoxia vs 45% at normoxia) [31] and caspase-3 (25.6 ± 5.4% vs 36.6 ± 6.6%) [32]. Additionally, MSCs under hypoxia exhibit more population doubling (37.5 ± 3.4 vs 28.5 ± 3.8) [31].

Stabilization of hypoxia-inducible factor (HIF)-1α can explain these findings (Fig. 2a). HIF-1α levels in MSCs are increased 3.4-fold after 24 h at 0.5% O2, indicating that it is normally degraded under normoxic conditions [22, 32]. In MSCs, HIF-1α alters energy metabolism, blocks oxidative phosphorylation, and promotes glycolysis, thus reducing reactive oxygen species (ROS) production [22]. This activates nuclear factor kappa B (NF-κB), which upregulates antioxidant and antiapoptotic proteins [22, 32]. Exposure to 0.5% O2 for 24 h led to increases in Bcl (B-cell lymphoma)-XL (1.6-fold) and Bcl-2 (1.25-fold) levels, as well as to a decrease in caspase-3 (0.7-fold) levels [22]. Recently, HIF-1α was also found to activate normal cellular prion protein (PrPC), which increases activity of superoxide dismutase (SOD) and catalase, protecting MSCs against oxidative stress [33].

Therefore, hypoxic preconditioning prepares MSCs for survival in ischemic microenvironments, with promising results for treatment of lung diseases associated with gas-exchange impairment (ARDS, emphysema, asthma, and pulmonary fibrosis). In a model of pulmonary fibrosis, compared to MSCs cultured under normoxia (NP-MSCs), hypoxia-preconditioned MSCs (HP-MSCs) attenuated bleomycin-induced airway constriction (Penh values 0.7 ± 0.07 (HP-MSCs) vs 1.19 ± 0.34 (NP-MSC)) and lung edema (wet-to-dry ratio 0.32 ± 0.05 vs 0.43 ± 0.05) to a greater extent [34]. HP-MSCs were also more effective at attenuating fibrotic changes compared to NP-MSCs (Ashcroft scores 2.13 ± 0.81 vs 3.9 ± 0.57) [34]. In this report, cell survival was evaluated using MSC transduction with the lacZ reporter gene. The HP-MSC treatment group exhibited three times more lacZ mRNA in lung tissue after 18 days compared to the NP-MSC group. The authors suggest that improvement in lung function and histology may be associated with the use of hypoxic preconditioning, which increases MSC survival.

Preconditioning through oxidative stress exposure, heat shock protein, and serum deprivation

MSCs preconditioned by exposure to oxidative stress, heat shock protein, and serum deprivation have not yet been tested in lung disease models. However, results of in vitro and in vivo studies support the use of these strategies.

For example, oxidative preconditioning promotes not only a cytoprotective effect, but also an increase in MSC potency. MSCs previously exposed to non-lethal H2O2 concentrations (20 and 50 μM) were more resistant against a lethal dose of this compound [35]. In the control group (0 μM), 60% of MSCs were found to be in apoptosis, versus 30% and 40% in the 20 and 50 μM groups, respectively [35]. The molecular mechanism involved in cytoprotection is a transient release of ROS by MSC mitochondria, which activates extracellular signal-regulated kinases (ERKs) [22, 35]. The ERK pathway promotes the expression of antiapoptotic proteins, such as Bcl-2 and Bcl-XL (Fig. 2b) [22, 35]. This strategy may be interesting for treatment of inflammatory diseases that feature ROS release in pulmonary microenvironments, such as ARDS and silicosis.

Heat-shock preconditioning has also emerged as an interesting approach to increase MSC survival rates. Exposure of MSCs to 42 °C for 60 min led to increased expression of HSP-27 and HSP-90 (4.8-fold and 17.4-fold, respectively) [36]. These HSPs contribute to MSC viability by activating the phosphoinositide 3-kinase (PI3K/AKT), ERK, and NF-κB signaling pathways (Fig. 2c) [22]. Indeed, MSCs cultured with exogenous HSP90α exhibited elevated expression of Bcl-2 and Bcl-XL proteins, blunted expression of Bax (a member of the Bcl-2 gene family), and cleaved caspase-3 proteins [37]. Despite the potential applications, heat shock preconditioned-MSCs have never been tested in vivo.

Lastly, serum depletion (SD) preconditioning aims to reduce MSC energy demand by keeping them in a quiescent state, which would facilitate their survival in ischemic environments [38]. In a recent report, MSCs were cultured without fetal bovine serum for 48 h. Constructs containing these MSCs were then implanted in animals and maintained in ischemic conditions for 3 and 7 days. Constructs were then explanted, MSCs were isolated from the scaffold, and flow cytometry (propidium iodide staining) was performed for viability measurement. The SD-preconditioned group exhibited four times and three times more viable MSCs, on days 3 and 7, respectively, compared with the control group [38].

During SD preconditioning, the absence of growth factors inhibits the mammalian target of rapamycin (mTOR) signaling pathway, more specifically mTOR complex-1 (mTORC1) [38]. Among other functions, mTORC1 suppresses catabolic processes such as autophagy [38, 39]. Indeed, after 48 h of SD preconditioning, MSCs exhibited higher levels of endogenous LC3B-II protein (an autophagosome marker) compared to control cells (68 vs 38% of LC3-positive MSCs) [38]. Importantly, when autophagy was inhibited, half of MSCs died after 7 days of culture under ischemia. Therefore, the enhanced survival of MSCs thus preconditioned may be due to a protective autophagy process [38].

Genetic manipulation to improve MSC survival

Several genetic approaches have been used to improve MSC survival [26]. Although most of these approaches have aimed to improve treatment of myocardial infarction—by making MSCs more resistant to ischemic environments—HGF-overexpressing MSCs (HGF-MSCs) have also been tested in acute lung injury models. HGF is a growth factor with anti-inflammatory, antiapoptotic, and reparative properties [28].

After in vitro exposure to H2O2 (120 μM) for 4 h, HGF-MSCs presented a lower apoptosis rate compared to unmodified cells (25.3 vs 64.6% annexin-V positive cells). The number of apoptotic cells in vivo fell by almost half after HGF overexpression [28]. Nevertheless, the mechanisms by which HGF increases MSC survival require elucidation.

HGF upregulation also increased MSC potency. HGF-MSCs increased HGF levels in lung tissue, and, compared to wild-type MSCs, they improved oxygenation (PaO2 levels 104.62 ± 10.5 vs 90.30 ± 8.8 mmHg), decreased lung injury scores (0.3 vs 0.55) and neutrophil infiltration (MPO activity 600 vs 700 mU/g), increased SOD levels, and upregulated IL-10 (4-fold vs 2-fold increase) [28].

Therefore, several strategies have been tested to improve MSC survival in vivo. Nevertheless, it bears stressing that some reports suggest that even MSCs undergoing apoptosis have immunomodulatory activity. In asthma models, administration of 106 apoptotic MSCs exerted an immunosuppressive effect, significantly reducing eosinophil infiltration in BAL by half, compared to viable MSCs and no treatment [40]. In a model of sepsis, therapy with apoptotic MSCs improved arterial oxygen saturation and reduced lung damage (lung weight to body weight ratio 0.45 × 10−2 vs 0.4 × 10−2) [41]. However, the mechanism of action by which apoptotic MSCs improve therapy outcomes remains unclear.

Strategies to improve MSC potency

MSC “potency” is defined as a measure of its biological activity; it is also a relationship between therapeutic effects and the MSC dose required to achieve them [2]. Low MSC potency may be a result of MSC phenotype changes during in vitro expansion [23]. In addition, MSCs are not spontaneously immunosuppressive; prior activation is required to increase their potency [2]. Therefore, it is important to understand the mechanisms that lead to MSC activation.

Preconditioning strategies to improve MSC potency

Preconditioning in an inflammatory milieu

In a microenvironment undergoing inflammation, macrophages and neutrophils release pro-inflammatory mediators (interferon (IFN)-γ, TNF-α, IL-1, chemokines, leukotrienes, and free radicals). MSCs “sense” these mediators and activate NF-κB, which promotes increased expression of immunomodulatory and repair factors [2, 42].

Other factors also activate MSCs. Microbe-associated molecular patterns, for instance, do so through Toll-like receptors (TLRs), such as TLR3 and TLR4. Activation through TLR4 with lipopolysaccharide (LPS) induces a pro-inflammatory MSC phenotype, with secretion of IL-6, IL-8, and transforming growth factor (TGF)-β. Otherwise, activation through TLR3 with polyinosinic:polycytidylic acid (poly I:C) induces an anti-inflammatory MSC phenotype, with expression of indoleamine 2,3-dioxygenase, prostaglandin (PG)E2, IL-4, and IL-1RA [2].

Based on the foregoing, the first strategy to improve MSC potency is preconditioning in an inflammatory milieu. In the context of lung diseases, pooled serum from patients with moderate to severe ARDS has been used as an inflammatory background to activate MSCs [42]. This serum contains high levels of IL-10, IL-8, and IL-6, as well as low levels of IL-1β, TNF-α, and IFN-γ. When preconditioned with 0.5% ARDS serum for 16 h, MSCs exhibited significantly increased expression of IL-10 (5-fold) and interleukin-1 receptor antagonist (IL-1RN; 2.5-fold) compared to control MSCs. ARDS serum also reduced expression of pro-inflammatory mediators (Table 1) [42].

Table 1 Preconditioning strategies to improve MSC potency in lung diseases

In a model of Escherichia coli LPS-induced lung injury, MSCs activated with ARDS serum were more effective than naïve cells at increasing IL-10 levels (100-fold in plasma and twofold in bronchoalveolar lavage fluid (BALF)) and reducing inflammatory cell counts (15 × 104 vs 60 × 104) and inflammatory cytokines in BALF, as well as lung inflammation score and vascular permeability (Table 1) [42].

Preconditioning with other substances

There is interest in exploring alternative methods to increase MSC potency, and recent studies have addressed the combination of MSCs and other substances . These have included pioglitazone [43], N-acetylcysteine [44], and tetrandrine [45] (Table 1).

Pioglitazone is an antidiabetic drug that binds to peroxisome proliferator-activated receptor (PPAR)-γ, modulating transcription of genes involved in glucose and lipid metabolism [43]. MSC treatment with pioglitazone (3 μmol/L for 1 week) led to increased vascular endothelial growth factor (VEGF) expression, thus improving murine lung epithelial cell proliferation in vitro compared to control MSCs. Administration of these pioglitazone-preconditioned MSCs in a cigarette smoke-induced emphysema model enhanced levels of reparative factors in lung tissue (Table 1) and attenuated lung morphometric changes (mean linear intercepts 75.6 ± 1.4 with preconditioned vs 80.5 ± 3.2 μm with control MSCs). It is worth noting that the precise mechanisms of action of pioglitazone on MSCs have yet to be elucidated [43].

The mucolytic agent N-acetylcysteine (NAC) has been tested for lung injury treatment because of its antioxidant effect [44]. Pretreatment with NAC (2 mM for 24 h) improved MSC antioxidant capacity in vitro by restoring glutathione levels (100% increase compared to non-activated MSCs). In a bleomycin-induced lung injury model, compared to non-activated cells, NAC-preconditioned MSCs reduced lung inflammation and collagen content in pulmonary tissue (Table 1) [44]. As a result, treatment with primed MSCs significantly reduced mortality 28 days after bleomycin administration compared to treatment with naïve MSCs or no treatment (83.3 vs 60 and 40%, respectively) [44].

MSCs preconditioned with tetrandrine—an alkaloid originally isolated from the Chinese medicinal herb Stephania tetrandra—have not yet been tested for treatment of lung diseases. However, an in vitro study reported that exposure to tetrandrine (5 and 10 μM for 24 h) increased PGE2 expression in MSCs. In vitro, activated MSCs attenuated TNF-α secretion by LPS-stimulated RAW264.7 macrophages by 25% compared to naïve cells [45] (Table 1). These results demonstrate the potential of tetrandrine-primed MSCs as therapeutic agents for lung diseases.

MSC potentiation by genetic manipulation

A variety of mitogenic antiapoptotic and anti-inflammatory factors have been quite efficiently transduced into MSCs. These manipulated cells have been tested in experimental models of ARDS pulmonary hypertension (PAH) and chronic obstructive pulmonary disease.

ARDS has been a frequent target of this technique. In an attempt to ensure effective reversal of the inflammatory process, MSCs have been transduced with the following genes: developmental endothelial locus-1 (Del-1), a glycoprotein secreted by endothelial cells that plays critical roles in cell migration and infiltration [46]; ST2 receptor gene (sST2), a catch receptor for IL-33—the IL-33–ST2 axis bridges innate and adaptive immune responses during lung inflammation [47]; angiotensin-converting enzyme-2 (ACE-2) [48], an enzyme that reduces levels of Ang-2, an essential mediator of ARDS pathogenesis; and manganese superoxide dismutase (MnSOD) [49], an enzyme that protects mitochondria against ROS.

When tested in murine models of ARDS, MSCs transduced with these genes significantly reduced lung injury index [46, 48, 49], neutrophil count [46,47,48,49], levels of pro-inflammatory cytokines (TNF-α, IL-β, and/or IL-6) [46,47,48,49], and protein content [46, 47] in bronchoalveolar lavage fluid (BALF). In addition, some of these MSCs increased levels of the anti-inflammatory cytokine IL-10 [47,48,49] and reduced pulmonary edema [46, 49] and the apoptosis rate [49] in pulmonary tissue, improving survival in mice [49] (summarized in Table 2).

Table 2 Gene therapy approaches to improve MSC potency in lung diseases

For the treatment of PAH, MSCs overexpressing the heme oxygenase isoform 1 (HO-1) gene have been tested. HO-1 protects cells against oxidative injury and contributes to regulation of vascular tone and smooth muscle proliferation [50]. MSCs isolated from transgenic mice harboring a human HO-1 transgene under the control of surfactant protein C promoter (HO-MSCs) were more effective in reducing RV systolic pressure (25 vs 32 mmHg) and RV hypertrophy (0.25 vs 0.28 RV/LV + S weight ratio) in wild-type recipients [50]. These results were not observed in HO-1 knockout mice, highlighting the role of endogenous HO-1 activity in protecting the lungs.

Preclinical studies revealed that MSCs have limited benefit in pulmonary emphysema. Genetically modified MSCs (HSP-VEGFA-MSC) with cis-resveratrol (c-RSV)-induced HSP70 promoter-regulated VEGFA expression have been evaluated in elastase-induced pulmonary emphysema in mice [51]. Intravenous administration of these HSP-VEGFA-MSCs led to significant improvement in respiratory function and lung histology in this emphysema model [51].

Each of these factors (Del-1, sST2, ACE-2, MnSOD, HO-1, HSP-VEGFA) has been found to aid lung tissue repair when administered in experimental models. Therefore, engineered MSCs that overexpress these factors present a synergistic mechanism of action. In other words, these cells simultaneously secrete paracrine immunomodulatory factors and promote a transient increase in lung levels of the cited proteins, thus potentiating the effects of cell therapy.

Importantly, the application of genetically modified stromal cells in the clinical setting is an imminent reality. Genetically modified cells have been approved and are now being used in early-phase clinical studies for patients with pulmonary hypertension, such as the Pulmonary Hypertension and Angiogenic Cell Therapy (PHACeT) trial [52].


MSCs have potential in the regenerative medicine field. Nevertheless, the major outcomes of clinical trials of MSCs in respiratory disorders have fallen far short of the theoretical potential of these cells in preclinical studies. Transforming MSC transplantation into an efficient procedure is a huge challenge. Researchers have sought alternative and efficient strategies to improve the survival and immunomodulatory capacity of implanted MSCs and thus enhance tissue repair. However, despite a large body of experimental evidence for an arsenal of strategies to improve MSC function, as presented in this review, there is still a long way to go before such techniques can translate from bench to bedside.



Protein kinase B


Acute respiratory distress syndrome


Bronchoalveolar lavage fluid


B-cell lymphoma-2


Extracellular signal-regulated kinase


Fibroblast growth factor


Hepatocyte growth factor


Hypoxia-inducible factor


Inducible heme oxygenase isoform 1


Heat shock protein




Insulin-like growth factor








Manganese superoxide dismutase


Mesenchymal stromal cell


Mammalian target of rapamycin


Mammalian target of rapamycin complex-1




Nuclear factor kappa B


Pulmonary hypertension




Phosphoinositide 3-kinase


Normal cellular prion protein


Reactive oxygen species


Serum depletion


Superoxide dismutase


Toll-like receptor


Transforming growth factor


Tumor necrosis factor


Vascular endothelial growth factor


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The authors would like to express their gratitude to Mrs. Moira Elizabeth Schottler and Mr. Filippe Vasconcellos for their assistance in editing the manuscript.


This study was supported by the Brazilian Council for Scientific and Technological Development (CNPq), the Rio de Janeiro State Research Foundation (FAPERJ), the Department of Science and Technology (DECIT)/Brazilian Ministry of Health, the Coordination for the Improvement of Higher Education Personnel (CAPES), and the National Institute of Science and Technology for Regenerative Medicine.

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LHAS, MAA, CCS, DJW, FFC, and PRMR: conception and design; manuscript writing; final approval of manuscript.

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Correspondence to Patricia R. M. Rocco.

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Silva, L.H.A., Antunes, M.A., Dos Santos, C.C. et al. Strategies to improve the therapeutic effects of mesenchymal stromal cells in respiratory diseases. Stem Cell Res Ther 9, 45 (2018).

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